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Planet Wealth was built by entrepreneurs, for entrepreneurs. We believe capital raising should be accessible, compliant, and empowering. No gatekeepers. No runaround. Just a clear path from traction to funding.

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Tuesday, September 3, 2024

FINRA Membership Secured: Unlocking the Portal for Wealth Building

FINRA Membership Secured: Unlocking the Portal for Wealth Building

Dear Shareholders, 

We are thrilled to share a significant milestone in your company’s development. After a comprehensive and rigorous application process, we are pleased to announce that we have received official approval from the Financial Industry Regulatory Authority (FINRA) for our New Membership Application. This approval formally establishes us as a FINRA-registered funding portal.

The Significance of FINRA Membership

Becoming a member of FINRA was a critical achievement and underscores our commitment to operating with the highest standards of integrity, transparency, and compliance. FINRA is the largest independent regulator for all securities firms doing business in the United States, and membership reflects our adherence to the stringent regulatory requirements designed to protect investors and ensure fair and ethical business practices.  

As a FINRA-registered funding portal, we are now positioned to offer our services within a recognized and respected framework. Membership enhances our credibility and provides investors with an added layer of confidence, knowing that we operate under the oversight of the leading U.S. regulatory authority. 

What This Means for Our Future

This milestone is more than just a regulatory requirement; it is a testament to our dedication to fostering a secure and transparent environment for both issuers and investors. As we move forward, our FINRA membership enables our platform to offer more accessible investment opportunities and attract a broader range of investors.  

We believe this achievement will serve as a strong foundation for our continued growth. We remain committed to delivering value to our shareholders and are excited about the new opportunities FINRA membership will bring.  

Thank you for your continued trust and support.

Lance Woodson 

Co-Founder and CEO